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Original Article| Volume 166, P137-144, January 2022

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Hyperbaric oxygen treatment of mandibular osteoradionecrosis: Combined data from the two randomized clinical trials DAHANCA-21 and NWHHT2009-1

  • Author Footnotes
    1 Primary investigators, shared first authorship: Lone E Forner and François J Dieleman.
    Lone E. Forner
    Footnotes
    1 Primary investigators, shared first authorship: Lone E Forner and François J Dieleman.
    Affiliations
    Department of Oral and Maxillofacial Surgery, Center of Head and Orthopedics, Rigshospitalet, Copenhagen University Hospital, Copenhagen, Denmark

    Department of Anaesthesia, Center of Head and Orthopedics, Rigshospitalet, Copenhagen University Hospital, Copenhagen, Denmark
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  • Author Footnotes
    1 Primary investigators, shared first authorship: Lone E Forner and François J Dieleman.
    François J. Dieleman
    Correspondence
    Corresponding authors at: UMC Utrecht Cancer Center, MS Hoofd-hals Chirurgische Oncologie, Housepost Q05.4.300, Postbox 85500, 3508 GA Utrecht, The Netherlands.
    Footnotes
    1 Primary investigators, shared first authorship: Lone E Forner and François J Dieleman.
    Affiliations
    Department of Head and Neck Surgical Oncology, UMC Utrecht Cancer Center, University Medical Center, Utrecht, The Netherlands

    Department of Oral and Maxillofacial Surgery, Radboud University Medical Center Nijmegen, The Netherlands
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  • Richard J. Shaw
    Affiliations
    Department of Head and Neck Surgery, Aintree University Hospital, Liverpool, UK
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  • Anastasios Kanatas
    Affiliations
    Oral & Maxillofacial Surgery Department, Leeds Teaching Hospitals NHS Trust, Leeds, UK
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  • Chris J. Butterworth
    Affiliations
    Maxillofacial Prosthodontics, Department of Maxillofacial Surgery, Aintree University Hospital, Liverpool, UK
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  • Göran Kjeller
    Affiliations
    Department of Oral and Maxillofacial Surgery, Institute of Odontology, The Sahlgrenska Academy, University of Gothenburg, Sweden
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  • Author Footnotes
    3 Author Responsible for Statistical Analysis.
    Jan Alsner
    Footnotes
    3 Author Responsible for Statistical Analysis.
    Affiliations
    Department of Experimental Clinical Oncology, Aarhus University Hospital, Aarhus, Denmark
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  • Jens Overgaard
    Affiliations
    Department of Experimental Clinical Oncology, Aarhus University Hospital, Aarhus, Denmark
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  • Søren Hillerup
    Affiliations
    Department of Oral and Maxillofacial Surgery, Center of Head and Orthopedics, Rigshospitalet, Copenhagen University Hospital, Copenhagen, Denmark
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  • Ole Hyldegaard
    Affiliations
    Department of Anaesthesia, Center of Head and Orthopedics, Rigshospitalet, Copenhagen University Hospital, Copenhagen, Denmark
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  • Per Arnell
    Affiliations
    Department of Anaesthesiology and Intensive Care Medicine, Sahlgrenska University Hospital, Gothenburg, Sweden
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  • Christian von Buchwald
    Affiliations
    Department of Otorhinolaryngology, Head and Neck Surgery and Audiology, Rigshospitalet, Copenhagen University Hospital, Copenhagen, Denmark
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  • Johannes H.A.M. Kaanders
    Affiliations
    Department of Radiation Oncology, Radboud University Medical Center Nijmegen, The Netherlands
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  • Ludi E. Smeele
    Affiliations
    Department of Head and Neck Oncology and Surgery, The Netherlands Cancer Institute, Amsterdam, The Netherlands
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  • Lena Specht
    Affiliations
    Department of Oncology, Rigshospitalet, University of Copenhagen, Denmark
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  • Jørgen Johansen
    Affiliations
    Department of Oncology, Odense University Hospital, Odense, Denmark
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  • Max J.H. Witjes
    Affiliations
    Department of Oral & Maxillofacial Surgery, University of Groningen, University Medical Center Groningen, Groningen, The Netherlands
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  • Author Footnotes
    2 Shared last authorship: Erik C. Jansen and Matthias AW Merkx.
    Matthias A.W. Merkx
    Footnotes
    2 Shared last authorship: Erik C. Jansen and Matthias AW Merkx.
    Affiliations
    Department of Oral and Maxillofacial Surgery, Radboud University Medical Center Nijmegen, The Netherlands

    Netherlands Comprehensive Cancer Organization Utrecht, The Netherlands
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  • Author Footnotes
    2 Shared last authorship: Erik C. Jansen and Matthias AW Merkx.
    Erik C. Jansen
    Footnotes
    2 Shared last authorship: Erik C. Jansen and Matthias AW Merkx.
    Affiliations
    Department of Anaesthesia, Center of Head and Orthopedics, Rigshospitalet, Copenhagen University Hospital, Copenhagen, Denmark
    Search for articles by this author
  • Author Footnotes
    1 Primary investigators, shared first authorship: Lone E Forner and François J Dieleman.
    2 Shared last authorship: Erik C. Jansen and Matthias AW Merkx.
    3 Author Responsible for Statistical Analysis.
Open AccessPublished:November 26, 2021DOI:https://doi.org/10.1016/j.radonc.2021.11.021

      Highlights

      • The only RCT following the widely accepted ORNguideline published by Marx in1983.
      • HBO seems to have a positive influence on the curation of osteoradionecrosis.
      • HBO shows a positive trend on quality of life, swallowing and ADL in HNC patients.
      • Only ORN of the mandible, diagnosed according to strict criteria, was included.

      Abstract

      Purpose

      Osteoradionecrosis (ORN) of the mandible is a serious complication of head and neck radiotherapy. This study aims to investigate the effect of hyperbaric oxygen (HBO) treatment on ORN in two randomized, controlled multicentre trials.

      Methods and materials

      Patients with ORN with indication for surgical treatment were randomised to either group 1: surgical removal of necrotic mandibular bone supplemented by 30 pre- and 10 postoperative HBO exposures at 243 kPa for 90 min each, or group 2: surgical removal of necrotic bone only. Primary outcome was healing of ORN one year after surgery evaluated by a clinically adjusted version of the Common Toxicity Criteria of Adverse Events (CTCAE) v 3.0. Secondary outcomes included xerostomia, unstimulated and stimulated whole salivation rates, trismus, dysphagia, pain, Activities of Daily Living (ADL) and quality of life according to EORTC. Data were combined from two separate trials. Ninety-seven were enrolled and 65 were eligible for the intent-to-treat analysis. The 33% drop-out was equally distributed between groups.

      Results

      In group 1, 70% (21/30) healed compared to 51% (18/35) in group 2. HBO was associated with an increased chance of healing independent of baseline ORN grade or smoking status as well as improved xerostomia, unstimulated whole salivary flow rate, and dysphagia. Due to insufficient recruitment, none of the endpoints reached a statistically significant difference between groups. ADL data could only be obtained from 50 patients.

      Conclusion

      Hyperbaric oxygen did not significantly improve the healing outcome of osteoradionecrosis after surgical removal of necrotic bone as compared to standard care (70% vs. 51%). This effect is not statistically significant due to the fact that the study was underpowered and is therefore prone to type II error.

      Abbreviations:

      ORN (Osteoradionecrosis), HBO (Hyperbaric Oxygen), HNC (Head and Neck Cancer), RT (Radiotherapy), CTCAE (Common Toxicity Criteria for Adverse Events), ADL (Activities of Daily Living), RCT (Randomised Clinical Trial), VIF (variance inflation factor), PROM (Patient reported outcome measure), AAP (Average Adjusted Predictions), AME (Average Marginal Effects)

      Keywords

      Worldwide, approximately 710,000 patients are diagnosed annually with head and neck cancer (HNC) [
      • Ferlay J.
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      • Simard E.P.
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      ].
      Radiotherapy (RT) plays a major role in the treatment of HNC, either alone or in combination with chemotherapy and/or surgery. Osteoradionecrosis (ORN) is a serious complication of head and neck RT. It is defined as exposed bone after RT that fails to heal over a period of three months without evidence of persistent or recurrent cancer [
      • Chronopoulos A.
      • Zarra T.
      • Ehrenfeld M.
      • Otto S.
      Osteoradionecrosis of the jaws: definition, epidemiology, staging and clinical and radiological findings. A concise review.
      ,
      • Store G.
      • Boysen M.
      Mandibular osteoradionecrosis: clinical behaviour and diagnostic aspects.
      ]. Recently, published data have indicated that the incidence is less than 5–6% of HNC patients treated with RT [
      • Aarup-Kristensen S.
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      • Eriksen J.G.
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      Osteoradionecrosis of the mandible after radiotherapy for head and neck cancer: risk factors and dose-volume correlations.
      ,
      • Shaw R.J.
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      • Tesfaye B.T.
      • Bickerstaff M.
      • Jackson R.
      • et al.
      HOPON (Hyperbaric Oxygen for the Prevention of Osteoradionecrosis): a randomized controlled trial of hyperbaric oxygen to prevent osteoradionecrosis of the irradiated mandible after dentoalveolar surgery.
      ]. However, ORN remains a serious problem. Speech, eating, oral hygiene and dental rehabilitation are challenging, especially combined with xerostomia, dysphagia and trismus [
      • Mortensen H.R.
      • Overgaard J.
      • Specht L.
      • Overgaard M.
      • Johansen J.
      • Evensen J.F.
      • et al.
      Prevalence and peak incidence of acute and late normal tissue morbidity in the DAHANCA 6&7 randomised trial with accelerated radiotherapy for head and neck cancer.
      ,
      • Jensen K.
      • Lambertsen K.
      • Grau C.
      Late swallowing dysfunction and dysphagia after radiotherapy for pharynx cancer: frequency, intensity and correlation with dose and volume parameters.
      ,
      • López-Jornet P.
      • Camacho-Alonso F.
      • López-Tortosa J.
      • Palazon Tovar T.
      • Rodríguez-Gonzales M.A.
      Assessing quality of life in patients with head and neck cancer in Spain by means of EORTC QLQ-C30 and QLQ-H&N35.
      ]. Hence, quality of life is often severely affected in ORN patients [
      • Rogers S.N.
      • D'Souza J.J.
      • Lowe D.
      • Kanatas A.
      Longitudinal evaluation of health-related quality of life after osteoradionecrosis of the mandible.
      ].
      Hyperbaric oxygen (HBO) therapy is used adjunctively to surgical removal of ORN [

      Bennett MH, Feldmeier J, Hampson NB, Smee R, Milross C. Hyperbaric oxygen therapy for late radiation tissue injury. Cochrane Database Syst Rev 2016;2016:CD005005. https://doi.org/10.1002/14651858.CD005005.pub4.

      ]. HBO stimulates angiogenesis, increases neovascularization, fibroblast and osteoblast proliferation, and collagen formation in irradiated tissues [
      • Marx R.E.
      • Ehler W.J.
      • Tayapongsak P.
      • Pierce L.W.
      Relationship of oxygen dose to angiogenesis induction in irradiated tissue.
      ,
      • Thom S.R.
      Hyperbaric oxygen: its mechanisms and efficacy.
      ]. It is assumed to improve the conditions of the tissues that are marked by decreased vascularization, diminished oxygen supply, and decreased ability to recover after a minor trauma, such as tooth extraction.
      However, the benefit of HBO in mandibular ORN remains controversial because of low evidence. Only one randomised clinical trial (RCT) has been conducted, while several cohort studies of variable quality have been published, reporting ORN recovery rates from zero to 100 percent [
      • Dieleman F.J.
      • Phan T.T.T.
      • van den Hoogen F.J.A.
      • Kaanders J.H.A.M.
      • Merkx M.A.W.
      The efficacy of hyperbaric oxygen therapy related to the clinical stage of osteoradionecrosis of the mandible.
      ,
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      Outcomes of radiation injuries using hyperbaric oxygen therapy.
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      Hyperbaric oxygen therapy for chronic radiation-induced tissue injuries: Australasia’s largest study.
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      • et al.
      Hyperbaric oxygen treatment outcome for different indications from a single center.
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      The influence of hyperbaric oxygen on the outcome of patients treated for osteoradionecrosis: 8 year study.
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      Osteoradionecrosis of mandible bone in patients with oral cancer-associated factors and treatment outcomes.
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      A Retrospective study of outcomes in subjects of head and neck cancer treated with hyperbaric oxygen therapy for radiation induced osteoradionecrosis of mandible at a tertiary care centre: an Indian experience.
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      • Feldmeier J.
      Prospective assessment of outcomes in 411 patients treated with hyperbaric oxygen for chronic radiation tissue injury.
      ,
      • Oh H.-K.
      • Chambers M.S.
      • Martin J.W.
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      • Park H.-J.
      Osteoradionecrosis of the mandible: treatment outcomes and factors influencing the progress of osteoradionecrosis.
      ,
      • Freiberger J.J.
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      • Padilla Burgos R.
      • et al.
      MultiModality surgical and hyperbaric management of mandibular osteoradionecrosis.
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      • Bui Q.-C.
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      • Reuther T.
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      • David L.A.
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      • Curi M.M.
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      • Maier A.
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      ] The studies are hardly comparable due to variation in the application of HBO, as well as variability of the study designs, classification, and severity of ORN. Consequently, there has been a need for further investigation of the clinical effect of HBO on ORN. For this purpose, the DAHANCA-21 trial and the NWHHT2009-1 trial were initiated in a multicentre collaboration involving Danish, Dutch, British and Swedish Centres. The main primary and secondary endpoints of the trials were adjusted in a very early stage before accrual, to make it possible to merge the trials if the accrual rate would become a problem for both trials.

      Patients and methods

      Protocol design and patient eligibility

      The study was a multicentre trial consisting of pooled data from two separate randomised trials with the same main primary endpoint. The secondary endpoints were partially adjusted. Data were pooled because of recruitment difficulties. DAHANCA-21 was conducted in Denmark (one site), Sweden (one site) and the United Kingdom (five sites), and NWHHT2009-1 in the Netherlands (five sites).
      The DAHANCA-21 trial was granted ethics approval by the Regional Ethics Committee of the Capital Region of Denmark (H-A-2008-031). Approval was obtained from The Danish Medicines Health Agency (EudraCT no. 2007-007842-36). The NWHHT2009-1 trial was granted ethics approval by the Dutch Central Committee on Research Involving Human Subjects (CCMO NL20963.091.08 EudraCT no. 2008-001972-55). Both studies were conducted in accordance with Good Clinical Practice (DAHANCA-21 NCT 00760682 and NWHTT2009-1 NCT 00989820).
      Eligible participants were aged ≥ 18 years with osteoradionecrosis of the mandible requiring surgical removal of necrotic bone after RT for head and neck cancer (any site). Patients were considered non-eligible if they were previously treated with HBO, had active cancer or contraindications to HBO such as a pneumothorax, uncontrolled hypertension, uncontrolled epilepsy, or claustrophobia that could not be treated with medication. Participants were randomly assigned (1:1) to receive or not to receive HBO supplemental to surgical removal of necrotic mandibular bone. Allocation of treatment was unblinded to patients and investigators.
      In DAHANCA-21, participants were stratified according to ORN grade and centre. Patients in NWHHT2009-1 were not stratified.
      Ninety-seven patients were enrolled and 65 were included in the statistical analysis. The dropout rate was 33%. Of the 32 patients who dropped out, the distribution was 16 in each group. Reasons for drop out is shown in Fig. 1.
      Figure thumbnail gr1
      Fig. 1Flowchart of patients included in the study.
      Demographic data and follow-up.
      Baseline demographic patient data included treatment centre, sex, age, smoking, BMI, pain, dental status, and baseline ORN. The surgical procedure and number of HBO treatments were recorded.
      Patient reported outcome measures (PROMs) included xerostomia, dysphagia, ability to take liquids, trismus, and quality of life measures according to EORTC QLQ-C30 and Activities of Daily Living measures (ADL).
      Patients were followed for one year after planned surgery for evaluation of the primary endpoints. Secondary endpoints were evaluated at 3 months after planned surgery.

      Surgical treatment

      Surgery was performed according to the extent of the bone necrosis, as judged by the treating clinician. Small necrotic lesions were treated by removal of small sequesters, while larger necrotic lesions were treated with larger resections with or without discontinuation of the mandible. Some patients with discontinuation of the mandible were reconstructed with a free vascularised bone graft.

      HBO treatment

      For the patients in the HBO arm, 100% oxygen was individually delivered through a hood or tight-fitting mask in a pressurised room at 243 kPa (2.4 atmospheres absolute) for 90 min in 40 daily sessions five days a week (30 pre- and 10 postoperative). The pressurisation protocol was equal to the standard treatment schedule used in most hyperbaric regimes [
      • Moon R.E.
      Hyperbaric Oxygen Therapy Indications. North Palm Beach.
      ].

      Primary endpoints

      The primary endpoint was healing of ORN after one year as evaluated by an adjusted version of the Common Toxicity Criteria of Adverse Events (CTCAE) v 3.0 [

      NCI. Common Terminology Criteria for Adverse Events v3.0 (CTCAE) 2006. https://ctep.cancer.gov/protocolDevelopment/electronic_applications/docs/ctcaev3.pdf (accessed April 21, 2020).

      ], as shown in Table 1.
      Table 1Primary clinical endpoint.
      Grade*Definition
      0No evidence of ORN, defined as mucosal coverage of the mandible and no radiologic evidence of ORN
      1Small (<2 mm), asymptomatic and radiographically undetectable bone exposures with no interference with ADL
      2Indication for minimal sequestrectomy, having symptoms with limited interference with ADL
      3Indication for larger sequestrectomy, yet above the mandibular canal and functional limitations interfering with ADL
      4Invalidating ORN, defined as an indication for resection with disruption of continuity or bone necrosis with extension below the mandibular canal, severely interfering with ADL
      * Staging of ORN based on CTCAE v 3.0. Grade 0 and 1 were only registered at evaluation of the primary endpoint at 1-year follow up, as all included patients had verified ORN and indication for treatment at inclusion.

      Secondary endpoints

      Secondary endpoints measured in both trials were Quality of Life (EORTC QLQ-C30 and QLQ-H&N35), pain assessment (VAS scale and analgesics consumption) and smoking habits.
      Other secondary endpoints that were measured by the DAHANCA-21 trial only were unstimulated and stimulated salivation rate (ml/min), xerostomia (UKU side effect rating scale [
      • Lingjærde O.
      • Ahlfors U.G.
      • Bech P.
      • Dencker S.J.
      • Elgen K.
      The UKU side effect rating scale: A new comprehensive rating scale for psychotropic drugs and a cross-sectional study of side effects in neuroleptic-treated patients.
      ]). Unstimulated whole saliva (UWS) was collected by the draining method in a pre-weighed cup for a period of 15 min. Stimulated whole saliva was collected for a period of 5 min while chewing a piece of paraffin wax (1 g). Salivary flow rates were estimated by dividing the saliva volume (1 g of saliva equals 1 mL) by the collection time [
      • Navazesh M.
      • Christensen C.M.
      A comparison of whole mouth resting and stimulated salivary measurement procedures.
      ].
      In DAHANCA-21, five questions were used to assess ADL. These included denture wear, tooth brushing, eating, eating with others and being with others, as evaluated by use of an ordinal scale from 0 to 4 (0 = no problems, 1 = slightly problematic, but do not need to refrain from, 2 = sometimes problematic, must seldom refrain from, 3 = problematic, must often refrain from, and 4 = not possible to do). The registered ADL score for each participant was the highest score achieved among all five questions.
      Changes in ADL at 1 year were calculated as the number of points lower than at baseline, i.e. positive numbers indicate improvement. ADL improvement was dichotomized as ‘No change or improvement’ (change ≥ 0) versus ‘Worsening’ (change < 0).
      Xerostomia and dysphagia were assessed using an ordinal scale from 0 to 4 according to DAHANCA. Additional secondary endpoints in the DAHANCA21 trial were trismus (interincisal distance, or in edentulous patients, the distance between the alveolar ridges), and dysphagia (CTCAE v 3.0).
      A secondary endpoint that was only measured in the NWHHT2009-1 trial was the amount of additional surgical interventions needed to treat the ORN lesion.

      Statistics

      Both trials were activated in 2008 and planned to include a total of 114 patients (DAHANCA-21) and 120 patients (NWHHT2009-1), respectively, and the trials were powered to detect a difference of 25% between the two treatment groups.
      Differences in patient and treatment characteristics were evaluated by Fisher's exact test (ordinal data) and t-test or Wilcoxon rank-sum test (continuous data). Frequency distributions and Q-Q-plots were used for checking normality visually.
      Differences in frequencies (1 year after surgery) of patients healed were evaluated by Chi-squared test and expressed as odds ratio.
      Factors affecting ORN healing 1 year after surgery were evaluated in an exploratory univariate logistic regression analysis of protocol, baseline ORN grades, treatment type, smoking, sex, and age. Collinearity was assessed by the variance inflation factor (VIF). All variables had VIFs < 1.6, however, baseline ORN grades and treatment types were correlated, with higher baseline grades being associated with more intensive treatment (p < 0.001, Chi-squared test).
      The final multivariate model included baseline ORN values and smoking (never versus former/current). Compared to a model with treatment type instead of baseline ORN values, the AIC (Akaike Information Criterion) was 88 for the model with baseline values and 85 for the model with treatment type, and the coefficients for protocol were similar (test for equality, p = 0.81).
      Probabilities of healing in non-smokers versus former/current smokers was calculated as AAPs (Average Adjusted Predictions) and AMEs (Average Marginal Effects). Factors affecting ORN grade 1 year after surgery were evaluated likewise using an exploratory univariate logistic regression analysis and a final multivariate model including baseline ORN values and smoking (never versus former/current).
      The effect of HBO on changes in ADL grade were evaluated by Wilcoxon rank-sum test for changes from baseline to 1 year after surgery and by Fisher's exact test for binary groups.
      Secondary endpoints were evaluated using mixed-effect models with time of visit (baseline, 3 months follow-up, 1-year follow-up), treatment arm, interaction between visit and treatment arm, and smoking (never versus former/current) as fixed effects and patient as random effect. BMI, dysphagia (EORTC H&N35), pain (VAS), and global health status (EORTC QLQ-C30) were evaluated by linear mixed-effects regression models using an unstructured covariance matrix. The remaining secondary endpoints were evaluated by mixed effects binary logistic regression models. Predicted scores and differences between treatment arms were calculated as AAPs and AMEs.
      The analyses were performed using Stata 16.1 (StataCorp, Texas, USA).

      Results

      Patient and treatment characteristics

      Table 2 shows patient and treatment characteristics. No differences were observed for age, sex, smoking status, type of surgery, or ADL between patients treated with surgery or surgery + HBO. Of the 30 patients in the HBO arm, 26 (87%) received 40 treatments (Fig. 1).
      Table 2Patient and treatment characteristics.
      AllSurgerySurgery + HBOP value
      N%N%N%
      Number randomised97100.0%5152.6%4647,4%
      DAHANCA-217779,4%4041.2%3738.2%
      NWHHT 2009-12020,6%1111.3%99.3%
      Number included in analysis65100.0%3553.8%3046.2%
      DAHANCA-215483.1%3046.2%2436.9%
      NWHHT 2009-11116.9%57.7%69.2%
      Age (years)
      Median (range)61(49–80)61(49–80)60(51–78)0.80
      Sex
      Female1015.4%514.3%516.7%1.00
      Male5584.6%3085.7%2583.3%
      Smoking
      Never1523.1%720.0%826.7%0.14
      Former3046.2%2057.1%1033.3%
      Current2030.8%822.9%1240.0%
      Surgery
      Minor sequestrectomy1116.9%720.0%413.3%0.83
      Marginal rim resection3350.8%1645.7%1756.7%
      Segmental resection of the mandible1929.2%1131.4%826.7%
      None23.1%12.9%13.3%
      Baseline activities of daily living (ADL)
      Grade 034.6%25.7%13.3%0.35
      Grade 1710.8%411.4%310.0%
      Grade 21116.9%925.7%26.7%
      Grade 32843.1%1234.3%1653.3%
      Grade 457.7%38.6%26.7%
      Unknown1116.9%514.3%620.0%

      Effect of HBO on ORN healing

      The primary clinical endpoint was healing of ORN 1 year after surgery. First, healing was defined as a binary outcome with healed (grade 0–1) versus not healed (grade 2–4). One year after surgery, healing was observed in 18 out of 35 patients (51%) treated with surgery alone and in 21/30 patients (70%) treated with surgery + HBO (p = 0.13) with an odds ratio for being healed of 2.2 (95% CI: 0.7–7.0) (Table 3). Second, the effect of protocol, baseline ORN grades, treatment type, smoking, sex, and age were tested in an exploratory univariate binary logistic regression analysis using ORN healing as endpoint (Supplementary Table 1). With only 65 patients included, and with missing values for some of the factors, caution must be taken when interpreting the results in a multivariate analysis. With these reservations, a final model was constructed with baseline ORN grades (grade 2 vs grade 3 or 4) and smoking (never versus former or current) as covariates, resulting in an adjusted odds ratio of 2.7 (0.9–8.0, p = 0.083) for healing when using HBO (Supplementary Table 2). Tests for interaction for protocol and baseline grade (p = 0.99) and protocol and smoking (p = 0.88) indicate that HBO is associated with an increased chance of healing independent of baseline ORN grade or smoking status.
      Table 3ORN healing 1 year after surgery.
      All (N = 65)Surgery (N = 35)Surgery + HBO (N = 30)P valueOR (95% CI)
      N%N%N%
      ORN healed (grade 0–1)3960%1851%2170%0.132.2 (0.7–7.0)
      ORN not healed (grade 2–4)2640%1749%930%
      Predictions for frequency of patients healed are shown in Fig. 2. The predicted percentage of being healed 1 year after surgery increases when HBO is used with 14% (−3 to 31) for baseline grade 2, 22% (−2 to 46) for baseline grade 3/4, 14% (−4 to 33) for never smokers, and 23% (−2 to 47) for former/current smokers.
      Figure thumbnail gr2
      Fig. 2Predicted chance of being healed 1 year after surgery based on multivariate binary logistic regression model including baseline ORN grade and smoking. Predictions are calculated as average adjusted predictions and differences are average marginal effects (with 95% CI).
      Similar results were obtained using ORN grades on an ordinal scale. Supplementary Table 3 shows the results of a univariate ordinal logistic regression analysis, and Supplementary Table 4 shows the results of the final model, resulting in an adjusted odds ratio of 1.8 (p = 0.23) for having a lower grade after 1 year when using HBO. Tests for interaction were performed for protocol and baseline grade (p = 0.58) and protocol and smoking (p = 0.83).

      Effect of HBO on change in activities of daily living

      The primary PROM was change in ADL from baseline to 1 year after surgery. ADL data were available from 53 of the 65 patients, and the distribution of ADL scores at baseline was similar in the two treatment arms (Table 3). The changes in ADL score are illustrated in Fig. 3, where zero indicates no change and positive values indicate improvement in ADL score (the score is reduced). Overall, the changes in ADL score were not significantly different (p = 0.29). If changes in ADL score were reduced to a binary outcome, no change or improvement vs. worsening, there were 17 patients (59%) experiencing no change or improvement with surgery alone vs. 19 (79%) with surgery + HBO (p = 0.15).
      Figure thumbnail gr3
      Fig. 3Improvement in ADL score from baseline to 1 year after surgery by treatment arm. 0 indicates no change and positive numbers indicate improvement (ADL score is reduced).

      Secondary endpoints

      Secondary endpoints were evaluated using mixed-effect models. Predicted outcomes at baseline, 3 months follow-up, and 1-year follow-up are shown in Supplementary Fig. 1. Differences between treatment arms at each time point are listed in Supplementary Table 5.
      Several endpoints appeared to show beneficial effects over time for surgery + HBO compared to surgery alone. The surgery + HBO arm appeared to be more beneficial for xerostomia (DAHANCA), unstimulated whole saliva flow rates, and dysphagia (DAHANCA).
      Nevertheless, none of the endpoints showed a significant difference due to the fact that the study was underpowered.

      Discussion

      DAHANCA-21 and NWHHT2009-1 are the first randomised, controlled trials of HBO + surgery treatment for ORN in head and neck patients investigating a standard HBO protocol with 30 preoperative and 10 postoperative exposures delivered daily during a period of respectively 6 and 2 weeks.
      Seventy percent of participants in the present study showed successful recovery when HBO was administered as a supplement to surgical removal of necrotic bone. Correspondingly, this was the case for 51% of the participants who received surgical treatment only. Apparently, an increased chance of healing was observed after surgery + HBO independent of baseline ORN grade or smoking status. Multivariate regression analysis did not show a statistically significant difference between the two groups. Explanatory, the power calculation performed prior to trial initiation aimed at detecting a difference of 25%. Furthermore, the number of 114 cases for achieving adequate power was not obtained due to a low patient accrual rate in both trials. This is an obvious shortcoming which must be considered when interpreting the results of the analysis.
      Although low patient accrual was expected, it was surprisingly low in both DAHANCA-21 and NWHHT2009-1. One possible explanation for this is the decreasing incidence of ORN due to improved RT techniques [
      • Aarup-Kristensen S.
      • Hansen C.R.
      • Forner L.
      • Brink C.
      • Eriksen J.G.
      • Johansen J.
      Osteoradionecrosis of the mandible after radiotherapy for head and neck cancer: risk factors and dose-volume correlations.
      ,
      • Nguyen N.P.
      • Vock J.
      • Chi A.
      • Ewell L.
      • Vos P.
      • Mills M.
      • et al.
      Effectiveness of intensity-modulated and image-guided radiotherapy to spare the mandible from excessive radiation.
      ]. Additionally, a major reason was that the majority of patients who refused participation, did so because HBO was also offered without any requirement for trial participation. Others refused because they lacked mental or physical energy to complete 40 HBO treatments due to comorbidities or for other personal reasons. Some patients were not offered participation because it could not be ruled out that they had a recurrent or new primary cancer.
      A minority of the participants randomised for surgery + HBO did not comply with the 40 treatments, mostly because of claustrophobia or malaise. Except for one participant who declined due to barotrauma, none of the non-compliant participants were subject to any harm caused by HBO treatment.
      The dropout rate was 33%, which was higher than expected. This could be explained by the compromised health status of many in this patient group due to a variety of comorbidities and sequelae from their previous cancer treatment.
      In the light of the results of the statistical analysis it should be considered which extent of a clinical improvement will be sufficient to approve of a treatment modality. While planning both trials, we aimed at a 25% improvement to detect a significant difference in 114 patients. The 25% is, however, an arbitrary level. Although the beneficial effect was smaller than anticipated, and not statistically significant in this reduced subset of patients, there was an increased chance of healing when HBO was used. This finding, although not statistically significant, was observed primarily in grade 3/4 ORN and in former or current smokers which seems in line with the theoretical effect of HBO on neovascularisation and oxygenation.
      Further investigation should be encouraged because, besides this trial, only one French multicentre trial from 2004 by Annane and co-workers has been published [
      • Annane D.
      • Depondt J.
      • Aubert P.
      • Villart M.
      • Géhanno P.
      • Gajdos P.
      • et al.
      Hyperbaric oxygen therapy for radionecrosis of the jaw: a randomized, placebo-controlled, double-blind trial from the ORN96 study group.
      ]. The results from this trial showed significantly higher recovery (32%) in the placebo arm than in the HBO arm (19%). However, major concerns were raised about the design of the trial regarding many factors such as diagnostic criteria, grading/classification of the ORN, lack of compliancy with standard HBO guidelines and lack of stratification. Overall, there are concerns regarding the validity of the conclusions regarding the effect of HBO as a mono-modality treatment of ORN in the Annane trial [
      • Shaw R.J.
      • Dhanda J.
      Hyperbaric oxygen in the management of late radiation injury to the head and neck. Part I: treatment.
      ] instead of the HBO treatment additional to surgery.
      Evaluation of secondary endpoints also showed a beneficial effect of HBO (as part of the combination HBO + surgery) on RT-induced xerostomia, unstimulated salivary flow rate, and dysphagia, although not statistically significant in multivariate analysis. Current literature reports that HBO has the potential to relieve various symptoms in ORN patients, such as hyposalivation and xerostomia (46–49), contributing to an overall improvement in quality of life [
      • Harding S.A.
      • Hodder S.C.
      • Courtney D.J.
      • Bryson P.J.
      Impact of perioperative hyperbaric oxygen therapy on the quality of life of maxillofacial patients who undergo surgery in irradiated fields.
      ].
      Within the enrolment time of approximately 10 years, the accuracy of RT has continuously improved, leading to a more precise delivery of the RT treatment and potentially less toxicity of the surrounding normal structures [
      • Aarup-Kristensen S.
      • Hansen C.R.
      • Forner L.
      • Brink C.
      • Eriksen J.G.
      • Johansen J.
      Osteoradionecrosis of the mandible after radiotherapy for head and neck cancer: risk factors and dose-volume correlations.
      ,
      • Nguyen N.P.
      • Vock J.
      • Chi A.
      • Ewell L.
      • Vos P.
      • Mills M.
      • et al.
      Effectiveness of intensity-modulated and image-guided radiotherapy to spare the mandible from excessive radiation.
      ,
      • Studer G.
      • Studer S.P.
      • Zwahlen R.A.
      • Huguenin P.
      • Grätz K.W.
      • Lütolf U.M.
      • et al.
      Osteoradionecrosis of the mandible: minimized risk profile following intensity-modulated radiation therapy (IMRT)Osteoradionekrose der Mandibula. Geringeres Risiko durch intensitätsmodulierte Radiotherapie (IMRT).
      ,
      • Eisbruch A.
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      • et al.
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      ,
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      ,
      • Huang K.
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      Intensity-modulated chemoradiation for treatment of stage III and IV oropharyngeal carcinoma.
      ,
      • Ben-David M.A.
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      • Stroup C.
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      • et al.
      Lack of osteoradionecrosis of the mandible after intensity-modulated radiotherapy for head and neck cancer: likely contributions of both dental care and improved dose distributions.
      ,
      • Claus F.
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      • Boterberg T.
      • De Gersem W.
      • Huys J.
      • Vermeersch H.
      • et al.
      Intensity modulated radiation therapy for oropharyngeal and oral cavity tumors: clinical use and experience.
      ]. Meanwhile, the incidence of head and neck cancer is increasing, as well as the five-year survival rate [
      • Jakobsen K.K.
      • Grønhøj C.
      • Jensen D.H.
      • Karnov K.K.S.
      • Agander T.K.
      • Specht L.
      • et al.
      Increasing incidence and survival of head and neck cancers in Denmark: a nation-wide study from 1980 to 2014.
      ,

      Cancer Research UK. Head and neck cancers incidence statistics 2020. https://www.cancerresearchuk.org/health-professional/cancer-statistics/statistics-by-cancer-type/head-and-neck-cancers/incidence#ref-2 (accessed March 3, 2020).

      ]. The onset of ORN occurs mainly within a couple of years after RT [
      • Matras R.
      • Forner L.E.
      • Andersen E.V.
      • Specht L.
      • Hillerup S.
      Osteoradionecrosis: patient characteristics and treatment outcome in a cohort from Copenhagen University Hospital 1995–2005.
      ], but may occur many years later as well [
      • Aarup-Kristensen S.
      • Hansen C.R.
      • Forner L.
      • Brink C.
      • Eriksen J.G.
      • Johansen J.
      Osteoradionecrosis of the mandible after radiotherapy for head and neck cancer: risk factors and dose-volume correlations.
      ]. Consequently, treatment of ORN will remain a relevant issue despite ongoing improvements in cancer treatment.
      As expected, we observed variable individual responses to the treatment modality HBO + surgery, as some participants did not benefit, whereas others healed successfully. It was, however, surprising that smoking status did not independently predict impaired healing on multivariate analysis (Supplementary Table 2). This may be explained by the small number of enrolled patients and due to the high healing potential in non-smokers after surgery irrespectively of HBO (74%) rendering it unlikely that any intervention would be able to demonstrate an effect of a considerable value. Due to the physiology of the treatment, it was expected that smoking would influence the delivery of oxygen to the tissues. As alluded to above, there was a trend of a negative effect primarily in grade 3/4 compared to grade 2 and in current/former smokers compared to the lifelong non-smokers.
      Another explanation for the individual response is the complexity of the surgical intervention, which may as well influence the response to treatment. The anatomy of the defects varies considerably with regards to size, dimension and proximity to critical structures with potential implications for oral function, aesthetics and sensibility. Depending on the anatomical defect, primary closure may be difficult to obtain and the risk of infection and furtherly compromised healing will be present. This may be reinforced by individual comorbidities, increasingly impairing the healing potential. Finally, the variability in time span from RT to trial participation may affect the individual treatment response, as the RT-induced pathophysiological changes evolve over time. Thus, the timing of HBO may affect the individual response.
      Sham treatment was considered in the planning phase of both DAHANCA-21 and NWHHT2009-1, but was abandoned mainly because of a potential hindering of recruitment. Another reason was of ethical nature. Having patients travel far and spend many hours in a HBO2 chamber while receiving only sham treatment would not be approved by the ethical committees. Moreover, creating a realistic scenario for sham treatment would require additional financial support, which was unrealistic to obtain. We are aware, though, that sham treatment might increase the trial quality.
      Currently, there are no well-documented alternatives to HBO in supporting bone healing combined with surgical intervention of ORN.
      To conclude, the attrition rate to HBO after surgery for osteoradionecrosis of the mandible, as well as acquisition of patient reported outcomes, was modest in this multinational, multicenter clinical trial. Hyperbaric oxygen did not significantly improve the healing outcome of osteoradionecrosis after surgical removal of necrotic bone, and no recommendations for HBO after surgery for ORN of the mandible may be proposed from this study. On the other hand, no recommendation can be done to abandon the use of HBO in the treatment of ORN based on this study as well. This would be a type II error due to the fact that the trial was underpowered and the results, therefore, are not significant. We encourage further research of the effect of HBO as well as relevant alternatives to HBO with regards to ORN.

      Conflict of interest

      None.

      Acknowledgements

      This research was supported by the Danish Cancer Society, the National Institute for Health Research (NIHR) infrastructure at Leeds (DenTCRU|), Danish Cancer Research foundation, Danish Dental Association, Doctor Sofus Carl Emil and Wife Olga Doris Friiś Foundation, The Wallenius Foundation and TUA research founding. We wish to thank clinical trial coordinators Binyam Tesfaye and Matthew Bickerstaff and staff members of the Hyperbaric Units Martin Forchhammer, Annet Schack von Brockdorff, Paul Banks, Gillian Dukanovic, Joakim Trogen and Kerstin Olausson for their help.
      Research funding support from ‘Cancer Research UK’ who supported the work done in Liverpool Trials unit in coordinating UK data.
      The contribution of the ‘UK National Cancer Research Institute’ who adopted the trial to support UK recruitment.
      The views expressed are those of the authors and not those of any funders or national health institutions.

      Appendix A. Supplementary data

      The following are the Supplementary data to this article:

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